Community Bankers' Advisor

i  August, 2002

Page 2  


"Account" has been expanded beyond payment rights arising out of the sale or lease of goods and services to include rights to payment, whether or not earned by performance, arising out of the transfer of rights in tangible and intangible personal property, such as license fees, credit card receivables, payments for incurring suretyship obligations, and government sponsored or licensed lottery winnings. Similarly, "Chattel Paper" has been expanded to include software licenses. The definition of "General Intangibles" has contracted as a result of the expansion of other collateral definitions and the creation of new collateral definitions.

For example, rights to receive royalty payments under a trademark license have been reclassified under Revised Article 9 as an "Account" rather than as a "General Intangible" under old Article 9. As a practical matter, this means that certain types of collateral which were previously covered by the term "General Intangibles" under old Article 9 will no longer be included in the definition of "General Intangibles." The definition of "General Intangibles" has been revised to specifically exclude commercial tort claims and deposit accounts, both of which will be defined as their own separate category. As a result of these and other revisions to collateral classifications, secured creditors will want to evaluate their security agreements to determine if the definitional changes contained in New Article 9 will result in the loss of any collateral or whether additional categories of collateral should be added.

To make sure that you pick up all general intangibles without any reduction in the meaning of "general intangibles", for example, you may want to define General Intangibles as those defined in former Article 9 and "including general intangibles that are classified otherwise under Revised Article 9."

 

In addition to "Commercial Tort Claims" and "Deposit Accounts", Revised Article 9 contains several other newly defined categories of collateral, such as "Electronic Chattel Paper", "Letter of Credit Rights", "Payment Intangibles" and "Software".

Referral Measure Successful

We all know by now that Senate Bill 2191 which became effective July 1, 2001, was referred and defeated in the June 11, 2002, primary election; the law is again the pre-July 1, 2001, version. Through the referendum, North Dakotans reestablished opt-in privacy protections for financial information. A "No" vote on Constitutional Measure Two rejected an opt-out standard for financial privacy that was adopted by our state to harmonize with the standard passed Congress in 1999. Supporters of the bill successfully used the scare tactic that the new state law that made it easier for banks to sell their customers' checkbook secrets. Roughly 74% of voters rejecting the new privacy law, which the Legislature approved last year and which generally allowed financial institutions to sell customer data to outside companies without obtaining the customer's written permission. As a practical response, financial institutions should reexamine their policies to make sure that they adhere to the prohibition against sharing customer information without the customer’s written consent or the exceptions to the written consent requirement.
As a part of the reevaluation, institutions should review the privacy disclosure notices that they have given to their customers to ensure that the notices are accurate.

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